The financial services regulators have emerged as substantial Budget funding winners from the Royal Commission with financial services firms expected to foot much of the ...

The Australian Securities and Investments Commission has permanently banned Perth insurance broker, Antonino Gucciardi. ...

The Commonwealth Bank has reached an agreement with the regulator to settle legal proceedings relating to claims of manipulation of the Bank Bill Swap Rate....

The Australian Securities and Investments Commission (ASIC) has commenced proceedings against financial adviser Graeme Walter Miller and his related businesses....

The Federal Government has accepted the majority of the Senate White Collar Crime Report’s recommendations, as it seeks to look like it’s cracking down on penalties for c...

The Australian Securities and Investments Commission has charged Neil John Evans for fraudulently voting in the director elections for WAW Credit Union Co-Operative Limit...

The regulator has set its sights on misleading or deceptive conduct in the marketing or selling of “initial coin offerings” of digital or virtual tokens....

The Australian Securities and Investments Commission has disqualified Western Australia-based Paul Tattersall from being an approved self-managed superannuation fund audi...

The Australian Securities and Investments Commission has cancelled the registration of 117 self-managed superannuation fund auditors. ...

The Commonwealth Bank has entered an Enforceable Undertaking with the Australian Prudential Regulation Authority after a Prudential Panel identified multiple failings inc...

The Australian Securities and Investments Commission has permanently banned three Sydney-based mortgage brokers from engaging in credit activities. ...

The Australian Securities and Investments Commissions has taken action to wind up five land banking companies and disqualify two officers from managing corporations....

The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry has already canvassed a tougher and more effective regulatory and lice...

The Institute of Public Accountants has accused the Australian Securities and Investments Commission of being more focused on revenue than actually regulating....