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ASIC
Policy & Regulation
The Australian Securities and Investments Commission has announced increases in its levy demands on financial planning firms despite substantial increases in funding to b...
Financial planning
Many consumers are worryingly unaware of the distinction between general and personal advice, with 47 per cent of Australians incorrectly identifying general advice....
Policy & Regulation
The chairman of the Australian Securities and Investments Commission, James Shipton has suggested that those who are pushing back against the regulator may still have som...
Policy & Regulation
The Federal Government has moved to amend the regulatory settings to ensure the banks and other major financial institutions pay appropriately for close and continuous mo...
Policy & Regulation
The Federal Government has budgeted to break new ground by shifting financial services criminal prosecutions away from the states and into the jurisdiction of the Federal...
Policy & Regulation
The Australian Securities and Investments Commission and the Australian Prudential Regulation Authority have already been identified as major funding winners from next mo...
Policy & Regulation
Linchpin and Endeavour have been placed into liquidation following action by the Australian Securities and Investments Commission. ...
Policy & Regulation
The Australian Securities and Investments Commission has broken new ground cancelling the licenses of two accounting firms for failing to obtain membership of the Austral...
Policy & Regulation
The Financial Services Council has received a clear message from the Government that it needs to make its Life Insurance Code of Conduct enforceable....
Financial planning
Australian Securities and Investments Commission has banned former Financial Wisdom advisor Anneliese Ada Willmott....
Policy & Regulation
The Australian Securities and Investments Commission has been granted an extension of its interim orders to restrain the company from removing their assets from Australia...
Financial planning
The Australian Securities and Investments Commission has confirmed closer scrutiny of advice provided via superannuation funds while noting that conflicts of interest in ...
Financial planning
The Australian Securities and Investments Commission has wound up an illegal land banking investment scheme, Melbourne-based company Aviation 3030....
Policy & Regulation
The last of 19 civil actions brought by ASIC against financial services licensees recommending Westpoint products has wrapped up, with almost $1.5 million being recovered...
Financial planning
The Commonwealth Bank has signalled the degree to which it will be changing its platform arrangements to overcome fee for no service problems....
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MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...