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Financial planning
Industry submissions to the Financial Adviser Standards and Ethics Authority were calling for a 12-month adviser code exemption just a week before the Australian Securiti...
Policy & Regulation
The Association of Financial Advisers believes the approach adopted by ASIC will give the Financial Adviser Standards and Ethics Authority an opportunity to engage in gen...
Financial planning
The Financial Adviser Standards and Ethics Authority has been accused of exceeding its legislative remit with a resulting detriment to financial advisers....
Financial planning
The Assistant Minister for Superannuation, Financial Services and Financial Technology has received a written request for a delay in the implementation of the Financial A...
Features
Mike Taylor writes that 2019 proved challenging for the financial advice industry not least because of the Royal Commission and the Government’s determination to impleme...
Financial planning
Financial advisers have questioned why dealer group licensees rather than practicing advisers have been included in the Financial Adviser Standards and Ethics Authority c...
Financial planning
With financial planning groups meeting with the Financial Adviser Standards and Ethics Authority today, the Association of Financial Advisers has sent a message that issu...
Financial planning
The Association of Financial Advisers has accused the Financial Adviser Standards and Ethics Authority of unilaterally seeking to rewrite the law and thereby placing 57% ...
Financial planning
Financial advisers looking for certainty around the Financial Adviser Standards and Ethics Authority exam timetable are faced with the reality that Parliament is fast run...
Policy & Regulation
The exit of the major banks means the original funding source for the Financial Adviser Standards and Ethics Authority will mostly dry up in May next year with advisers t...
Financial planning
The Financial Adviser Standards and Ethics Authority bypassed adviser group consultation before releasing its code of ethics guidance and is now offering a November consu...
Financial planning
The Association of Financial Advisers has accused the Financial Adviser Standards and Ethics of Authority of using its code of ethics approach to ‘create its own laws, wa...
Financial planning
The Association of Financial Advisers has urged banks who loaned money to advisers to buy books of clients to show leniency....
Financial planning
A little talked about Australian Securities and Investments Commission project around the adviser best interests duty has been identified as substantially increasing red ...
Financial planning
Advised life insurance taken out as a safeguard for clients who take out home mortgages should be specifically exempted from the Government’s tough new rules around the s...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...