Chartered Accountants Australia and New Zealand has asked for clarification over what financial planning studies will count for further credits from the Financial Adviser...
The Code Monitoring Authority established by the major financial planning associations will be ready to roll if, and when, it gains sign-off from the Australian Securitie...
The Australian Securities and Investments Commission has speculated that a 50% increase in breach reporting may be the result of licensees clearing the skeletons out of t...
The Australian Prudential Regulation Authority has signalled its intention to emulate the Australian Securities and Investments Commission by more frequently publishing t...
Following a remediation program Suncorp has compensated 4,000 GuardianFP clients....
Acuity Funding are opening three new Asia Pacific locations, in Vietnam, Singapore and Nepal....
Ausbil Investment Management has announced that it has brought together four global strategies to offer its investors an edge in global equity markets....
UK Prime Minister Boris Johnson has lost his first Commons vote, sparking yet more turbulence and volatility in the final weeks before Britain must leave the European Uni...
VanEck has said would be unlikely to launch an actively-managed ETF in light of the Australian Securities and Investment Commission review into the products. ...
Many of the financial advice businesses named by the Australian Financial Complaints Authority as having failed to pay complaint-related charges are already out of busine...
Providing advice with respect to Self-Managed Superannuation Funds is complex and something deserving deeper analysis than the current review of the Tax Practitioners Boa...
Financial advisers should not be inadvertently caught up in the Australian Securities and Investments Commission’s tough new life/risk anti-hawking approach just because ...
Platinum Perpetual Globe Private Wealth has lost its Australian financial services licence after charges brought by Western Australian police....
Two of Legg Mason’s fixed income funds have been added to Colonial First State FirstWrap Platform....
A report from Willis Re shows an 8% capital increase for the global reinsurance industry for H1 2019....
Boutique fund manager, Affluence Funds Management, has announced that it has launched a new fund targeting discounted listed investment companies....
UK Prime Minister Boris Johnson has suffered a double defeat after lawmakers passed a bill aimed at preventing a no-deal Brexit and his bid for a general election was sho...
The ATO is looking to audit funds that are invested in a single asset class and will slap a penalty on them if the investment strategy does not meet retirement objectives...
Advisers might not be looking forward to fulfilling the Financial Adviser Standards and Ethics Authority education requirements, but just like financial planning itself, ...
Financial planning organisations are seeking clarity from the Government on how its proposed new central disciplinary body for financial advisers will work and how much i...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...