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Chartered Accountants Australia and New Zealand has asked for clarification over what financial planning studies will count for further credits from the Financial Adviser...

Policy & Regulation • 3 September 2019

The Code Monitoring Authority established by the major financial planning associations will be ready to roll if, and when, it gains sign-off from the Australian Securitie...

Financial planning • 3 September 2019

The Australian Securities and Investments Commission has speculated that a 50% increase in breach reporting may be the result of licensees clearing the skeletons out of t...

Policy & Regulation • 3 September 2019

The Australian Prudential Regulation Authority has signalled its intention to emulate the Australian Securities and Investments Commission by more frequently publishing t...

Policy & Regulation • 3 September 2019

Following a remediation program Suncorp has compensated 4,000 GuardianFP clients....

Financial planning • 3 September 2019

Acuity Funding are opening three new Asia Pacific locations, in Vietnam, Singapore and Nepal....

Funds management • 4 September 2019

Ausbil Investment Management has announced that it has brought together four global strategies to offer its investors an edge in global equity markets....

Funds management • 4 September 2019

UK Prime Minister Boris Johnson has lost his first Commons vote, sparking yet more turbulence and volatility in the final weeks before Britain must leave the European Uni...

Financial planning • 4 September 2019

VanEck has said would be unlikely to launch an actively-managed ETF in light of the Australian Securities and Investment Commission review into the products. ...

Policy & Regulation • 4 September 2019

Many of the financial advice businesses named by the Australian Financial Complaints Authority as having failed to pay complaint-related charges are already out of busine...

Financial planning • 4 September 2019

Providing advice with respect to Self-Managed Superannuation Funds is complex and something deserving deeper analysis than the current review of the Tax Practitioners Boa...

Financial planning • 4 September 2019

Financial advisers should not be inadvertently caught up in the Australian Securities and Investments Commission’s tough new life/risk anti-hawking approach just because ...

Financial planning • 4 September 2019

Platinum Perpetual Globe Private Wealth has lost its Australian financial services licence after charges brought by Western Australian police....

Policy & Regulation • 4 September 2019

Two of Legg Mason’s fixed income funds have been added to Colonial First State FirstWrap Platform....

Funds management • 5 September 2019

A report from Willis Re shows an 8% capital increase for the global reinsurance industry for H1 2019....

Financial planning • 5 September 2019

Boutique fund manager, Affluence Funds Management, has announced that it has launched a new fund targeting discounted listed investment companies....

Funds management • 5 September 2019

UK Prime Minister Boris Johnson has suffered a double defeat after lawmakers passed a bill aimed at preventing a no-deal Brexit and his bid for a general election was sho...

Financial planning • 5 September 2019

The ATO is looking to audit funds that are invested in a single asset class and will slap a penalty on them if the investment strategy does not meet retirement objectives...

Superannuation • 5 September 2019

Advisers might not be looking forward to fulfilling the Financial Adviser Standards and Ethics Authority education requirements, but just like financial planning itself, ...

Features • 5 September 2019

Financial planning organisations are seeking clarity from the Government on how its proposed new central disciplinary body for financial advisers will work and how much i...

Policy & Regulation • 5 September 2019
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 week 5 days ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 weeks 5 days ago

So we are now underwriting criminal scams?...

6 months 3 weeks ago

After last month’s surprise hold, the Reserve Bank of Australia has announced its latest interest rate decision....

2 weeks ago

A professional year supervisor has been banned for five years after advice provided by his provisional relevant provider was deemed to be inappropriate, the first time th...

3 weeks 6 days ago

WT Financial’s Keith Cullen is eager for its Hubco initiative to see advice firms under its licence trade at multiples which are catching up to those UK and US financial ...

2 weeks 4 days ago