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Morningstar has announced the launch of its new portfolio carbon risk score, a measure that will help investors evaluate a portfolio’s exposure to carbon risk....

Funds management • 2 May 2018

The Australian Securities and Investments Commission has cancelled the registration of 117 self-managed superannuation fund auditors. ...

Policy & Regulation • 2 May 2018

The Australian Securities and Investments Commission has disqualified Western Australia-based Paul Tattersall from being an approved self-managed superannuation fund audi...

Policy & Regulation • 2 May 2018

Following the evidence of extensive misconduct put before the Royal Commission last week, Victims of Financial Fraud is again asking who watches the watchdog that is mean...

Financial planning • 2 May 2018

The regulator has set its sights on misleading or deceptive conduct in the marketing or selling of “initial coin offerings” of digital or virtual tokens....

Policy & Regulation • 2 May 2018

Sydney-based planner, Claire Mackay has been included in the inaugural board of the new Australian Financial Complaints Authority....

Policy & Regulation • 2 May 2018

The New York-based Legg Mason affiliate is positioning itself as an alternative to Platinum Asset Management and Magellan in the quest for Australian investors’ global eq...

Funds management • 2 May 2018

The Federal Treasurer, Scott Morrison has warned the major banks against using board seats as a retirement sinecure, pointing to the Government’s willingness to fully exe...

Policy & Regulation • 2 May 2018

New survey data suggests life insurance industry executives fear the Life Insurance Framework will act as a disincentive to university graduates considering becoming life...

Financial planning • 2 May 2018

The Minister for Revenue and Financial Services, Kelly O’Dwyer, has warned Australians with links to Swiss banks that the Australian Taxation Office would be investigatin...

Financial planning • 3 May 2018

The national privately-owned licensee has undergone a corporate and website rebranding, which includes the launch of an integrated online application system for planners ...

Financial planning • 3 May 2018

High Net Worth investors who hold corporate bonds expected to double in the next 12 months, according to Deloitte Access Economics and FII G Securities....

Funds management • 3 May 2018

UniSuper has opened its first on-campus university shopfront, following the trend of super funds to open customer-orientated stores to try to better connect with and prov...

Superannuation • 3 May 2018

CountPlus Limited has announced the appointment of Mark Chapman as chief operating officer, and enlisted Genesis Advisory to support the board’s future endeavours. ...

People & Products • 3 May 2018

Colonial First State has announced the launch of the Affirmative Global Bond Fund following an agreement with Affirmative Investment Management....

People & Products • 3 May 2018

In response to media reports, CBA said there was no evidence of customer information being compromised in a 2016 incident in which the bank was unable to confirm the dest...

Policy & Regulation • 3 May 2018

The Australian Prudential Regulation Authority has admitted the effectiveness of the Bank Executive Accountability Regime is owed in large part to the amount of deferred ...

Policy & Regulation • 3 May 2018

Specialist financial services lawyer, Dr Hillary Ray has suggested that in the aftermath of the Royal Commission, boards of AFSLs may need to make themselves much more aw...

Financial planning • 3 May 2018

National Australia Bank has confirmed its intention to exit its wealth businesses including MLC but excluding JB Were and nabtrade....

Financial planning • 3 May 2018

National Australia Bank has confirmed its intention to exit its wealth businesses including MLC but excluding JB Were and nabtrade....

Financial planning • 3 May 2018
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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

5 days 11 hours ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

4 weeks 2 days ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 1 day ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 1 day ago

While the profession continues to see consolidation at the top, Adviser Ratings has compared the business models of Insignia and Entireti and how they are shaping the pro...

2 weeks 3 days ago