The Commonwealth Bank has had additional license conditions imposed on Commonwealth Financial Planning and Financial Wisdom and is facing having to compensate the clients...

Australian small and mid-cap equities manager Ophir Asset Management has appointed Tim Mitchell as its new portfolio manager....

Legal document provider Topdocs has extended the tools it is now providing via BGL’s compliance software....

Online stockbroker, OpenMarkets has recruited former Crestone executive, Lee Redpath as its new chief operating officer....

Strong inflows and new distribution agreements have helped drive platform provider HUB24 to a strong quarter....

Money Management’s upcoming Investment Analyst Webinar will examine the degree to which the man in the street in Shanghai and Beijing is helping drive global market senti...

Equity factor investing called risk techniques into question, according to a survey by EDHEC-Risk Institute and ERI Scientific Beta....

The regional identification regime is important for efficient Asia Regional Fund Passport operating model, according to APIR....

Financial services firms need to prepare evidence early and consider their policies and procedures ahead of the Royal Commission into misconduct in the banking, superannu...

The Commonwealth Bank has asserted it is ahead of schedule in reviewing the advice given by five former advisers and in assessing what compensation may be payable....

A new survey has confirmed superannuation industry concerns that the Government’s Budget measures will serve to reduce post-retirement incomes....

A new Australian Securities and Investments Commission report has repeated the regulator’s contention that vertical integration gives rises to inherent conflicts of inter...

Supervised Investments has been awarded a global fixed income mandate from Alpha Fund Managers....

Franklin Templeton has appointed Woon Pin Chong as its new managing director, Franklin Real Asset Advisors, responsible for the Asia Pacific region....

Funds with over 15 per cent exposure to Japanese markets have recorded high returns over the last three years, suggesting that the current hype around Japan is justified....

Alpha Fund Managers has included boutique SG Hiscock & Company in their model portfolios....

Quality-focused stock pickers delivered strong performance in 2017, according to Mercer’s investment survey....

Australian exchange traded fund industry has broken virtually all records in 2017 and reached a new record high of $36 billion in funds under management (FUM), according ...

The Australian Securities and Investments Commission’s recent report into vertically integrated institutions and conflicts of interests shows that consumer and regulator ...

While funds are complying with the Australian Securities and Investments Commission’s requirements for fee disclosure in product disclosure statements, they are providing...