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Nikko Asset Management has launched a new leveraged buyout fund in Australia....

Funds management • 13 December 2017

Legg Mason’s global bond fund, the Western Asset Global Bond Fund, has surpassed A$100 million in funds under management....

Funds management • 13 December 2017

The Australian Securities and Investments Commission has released a review of its regulatory sandbox, which plans to retain waivers for licencing for fintech businesses....

Tech • 13 December 2017

The ACS Equity Australian Small/Mid Caps sector was the strongest performing sector in the FE Crown Ratings, with 28 of its 72 funds earning the top five-crown rating....

Funds management • 13 December 2017

The Australian Prudential Regulation Authority has signalled its caution with respect to Financial Services Council lobbying for insurers to be allowed to mortgage the as...

Policy & Regulation • 13 December 2017

The Australian Securities and Investments Commission appears to have been successful in persuading a key Parliamentary Committee of its view on life/risk advice and lapse...

Life/Risk • 13 December 2017

A former Commonwealth Bank of Australia financial planner has been sentenced by the Brisbane Magistrates Court over signature forgeries. ...

Financial planning • 13 December 2017

Lonsec has awarded a ‘highly recommended’ rating to the Legg Mason Brandywine Global Opportunistic Fixed Income Fund....

Funds management • 14 December 2017

Effective and flexible segmenting of customer needs can assist fund managers grow their own businesses and better serve clients, according to a whitepaper from SS&C Adven...

Funds management • 14 December 2017

A dissenting report by Labor members of a key Parliamentary Committee has revealed how a future Labor Government might extend the terms of reference of the Royal Commissi...

Policy & Regulation • 14 December 2017

The Commonwealth Bank of Australia has admitted to a major breach of Australian money laundering regulations in the wake of AUSTRAC’s investigation....

Policy & Regulation • 14 December 2017

The Australian Prudential Regulation Authority has told superannuation funds they need to more clearly explain where and why they are spending members’ money, particularl...

Superannuation • 14 December 2017

The Association of Financial Advisers has called for clarity in the penalty regime covering financial planning in circumstances where it appears to have evolved to become...

Financial planning • 14 December 2017

Existing advisers wanting to remain in the industry have been issued guidance on what they will likely need to do to meet the necessary educational requirements, thanks t...

Policy & Regulation • 14 December 2017

ASIC has permanently banned a Melbourne couple who used their business to facilitate a home loan whilst already banned....

Policy & Regulation • 14 December 2017

The Australian Securities and Investments Commission has stated that Westpac Banking Corporation would provide refunds to 13,000 customers due to a system error....

Policy & Regulation • 14 December 2017

Real Asset Management’s 2018 outlook showed global equities were expected to see stronger growth prospects than Australian equities. ...

Funds management • 15 December 2017

Emerging market debt investors have become more interested in “blended” strategies that include both local and hard currency as well as corporate bonds, according to bfin...

Funds management • 15 December 2017

CommBank has said proposed changes to New Zealand legislation hybrid capital securities will not impact PERLS distributions....

Funds management • 15 December 2017

High volatility members of the Australian Equities sector have outperformed their low volatility counterparts over the last five years....

Funds management • 15 December 2017
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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

6 days 13 hours ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 2 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 2 days ago

While the profession continues to see consolidation at the top, Adviser Ratings has compared the business models of Insignia and Entireti and how they are shaping the pro...

2 weeks 4 days ago