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Equity Trustees Limited and Como Financial Services have each paid penalties of $20,400 over “potentially misleading” information....

25 February 2015

ASIC has told a Senate committee it has asked NAB for detals of whistleblower complaints including the names of 37 terminated planners....

Financial planning • 25 February 2015

Australian superannuation funds are among the least risky investment options available alongside stock exchange services, and crisis and care accommodation, according to ...

Superannuation • 26 February 2015

Mortgage Choice has increased its planner numbers to nearly 40 but has revised down further growth targets claiming it was seeking quality advisers as it moves beyond the...

Financial planning • 26 February 2015

IOOF has reported a record underlying net profit of $80.6 million with SFG contributing around a fifth of that figure...

Funds management • 26 February 2015

Perpetual reaps benefit of Trust Company acquisiton with strong half....

Financial planning • 26 February 2015

Australian Unity is aiming to take advantage of opportunities in the advice sector following its purchase of Premium Wealth Management, after posting a $12 million first ...

Financial planning • 26 February 2015

More than two years after the initial move, dealer group Futuro has withdrawn from a buy-out deal with AMP Limited....

Financial planning • 26 February 2015

Under pressure ASIC chairman, Greg Medcraft, has urged politicians to take action to change financial planning....

Financial planning • 26 February 2015

Serious questions asked about whether NAB appropriately filed breach reports relating to 37 planners with whom it parted company....

Financial planning • 26 February 2015

Countplus will launch a new business to invest in leading accounting business through a shared equity model with plans to target firms with profits above $2 million...

Accounting • 26 February 2015

Magellan Financial Group has launched an ASX quoted version of its leading global equity fund and will offer it to the planners as an exchange traded managed fund....

Financial planning • 26 February 2015

Whitehelm Capital recruits former Challenger executive, Saji Anantakrishnan as new Australia and Asia head....

Financial planning • 26 February 2015

Bravura extends APAC team and moves into larger NZ offices....

Financial planning • 26 February 2015

AXA IM signs license agreement with Simcorp....

Financial planning • 26 February 2015

Hedge fund veteran Neil Power to head Blue Sky hedge fund division....

Financial planning • 26 February 2015

Analysts are questioning whether IPOs are worth the risk despite its volatility after only half the IPOs of 2014 returned positively....

Funds management • 27 February 2015

After withdrawing over $113,000 from ATMs under eight false credit cards Westpac home finance manager Ravinesh Singh was banned from ever providing financial services by ...

Financial planning • 27 February 2015

ASIC is urging insurers to improve their consumers’ understanding of what their no-claims discount scheme offer....

Life/Risk • 27 February 2015

SMSF Association chief executive, Andrea Slattery, believes those doing the spruiking need to be regulated....

Superannuation • 27 February 2015
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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 weeks 1 day ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

1 week 1 day ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 4 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 4 days ago
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