Competition heats up for compliance talent amid regulatory change

risk-management/compliance/recruitment/Kaizen-Recruitment/regulation/

| By Jasmine Siljic |

As persistent regulatory changes drive demand for risk and compliance teams, competition is heating up in the shallow talent pool, with firms taking up to six months to fill positions.

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

ClearView pivots to simplified business with wealth exit

ClearView/ClearView-Wealth/insurance/

| By Laura Dew |

Financial planning

ClearView Wealth has shared progress on its exit from financial advice and wealth management following a strategic review as it seeks to become a simplified insurance business.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

What has Bragg concluded from ASIC inquiry?

andrew-bragg/senate/Senate-Economic-References-Committee/ASIC/

| By Laura Dew |

Financial planning

Senator Andrew Bragg has shared his biggest takeaway from chairing the Senate’s ASIC inquiry ahead of the publication of its final report, while calling for a wider financial system inquiry.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

Insignia signposts weaker H2 amid Godfrey Pembroke exit

insignia-financial/insignia/renato-mota/Scott-Hartley/

| By Laura Dew |

Financial planning

Insignia Financial believes performance in the advice division will be less strong in the second half of

Read more about:

insignia financial

insignia

renato mota

Scott Hartley

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

E-mail Author

Twitter

Count set to overtake Insignia in licensee shake-up

Wealth-Data/licensees/insignia-financial/insignia/Countplus/amp/AMP-Group/

| By Jasmine Siljic |
Financial planning

With Count’s acquisition of Diverger set to complete on 1 March, the firm will overtake Insignia Financial as the second-largest financial advice licensee in Australia.

Read more about:

Wealth Data

licensees

insignia financial

insignia

Countplus

amp

AMP Group

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

Relative Return: Lessons from growing an asset manager

Relative-Return/Podcast/

| By Laura Dew |
Editorial

In this episode of Relative Return, Maja Garaca Djurdjevic speaks with Andrew Fraser, principal and portfolio manager at Merlon Capital Partners, about growing an asset manager and exploiting behavioural biases.

Read more about:

Relative Return

Podcast

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

E-mail Author

Twitter

AMP expands advice network with estate planning service

amp/amp-financial-planning/wealth-transfer/intergenerational-wealth/estate-planning/

| By Jasmine Siljic |
Financial planning

AMP has launched a new estate planning offering across its financial advice network in response to client demand ahead of Australia’s looming intergenerational wealth transfer.

Read more about:

amp

amp financial planning

wealth transfer

intergenerational wealth

estate planning

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

Sequoia looks to licensee switching for adviser growth

Sequoia/licensees/Countplus/Diverger/AFSL/Garry-Crole/

| By Laura Dew |
Financial planning

Sequoia chief executive, Garry Crole, has ruled out acquiring another licensee to grow its numbers and instead hopes to benefit from advisers switching licensees.

Read more about:

Sequoia

licensees

Countplus

Diverger

AFSL

Garry Crole

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

E-mail Author

Twitter

Sequoia reports over 4,000% profit increase with further acquisitions ahead

Sequoia/Garry-Crole/licensees/

| By Laura Dew |
Financial planning

Sequoia has reported an “abnormally high” NPAT increase of more than 4,000 per cent on the previous year, while reporting strong tailwinds for its licensee division and adviser growth.

Read more about:

Sequoia

Garry Crole

licensees

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

E-mail Author

Twitter

Insignia reports $49m NPAT loss

insignia-financial/insignia/renato-mota/Scott-Hartley/financial-advice/

| By Laura Dew |
Financial planning

Insignia Financial has reported an NPAT loss of $49 million in the first half of FY24 driven by strategic transformation costs and remediation payments.

Read more about:

insignia financial

insignia

renato mota

Scott Hartley

financial advice

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

E-mail Author

Twitter

Pagination

First page

Previous page

…

Page 284

Page 285

Page 286

Page 287

Current page 288

Page 289

Page 290

Page 291

Page 292

…

Next page

Last page

back to top

Subscribe to

Never miss the latest news and developments in wealth management industry

SUBSCRIBE TO OUR NEWSLETTER

Jonathan Belz – Redefining APAC Access to US Private Assets
1 min read • Read now

Real-Time Settlement Efficiency in Modern Crypto Wealth Management
1 min read • Read now

Trump, tariffs, and turmoil: Why investors are seeking alternatives
1 min read • Read now

Bancara: The Future of Wealth, Built for Those Who Live Without Limits
1 min read • Read now

View all

MARKET INSIGHTS

More Market Insights content

Podcast

Relative Return Insider: PM’s US trip wins big for critical minerals

Listen now

Relative Return Insider: Gold and crypto take different paths amid US–China tension

Listen now

More podcasts

Latest Comments
Most Read

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

The succession planning dilemma for younger staff

1 month 2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

Working collaboratively with law firms to settle family disputes

2 months 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

Fixing the PY pipeline: Addressing the challenge for licensees

2 months 2 weeks ago

Sydney research house sees AFSL cancelled

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

2 weeks 3 days ago

RBA announces latest interest rate call

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

3 weeks 5 days ago

Melbourne adviser banned for 8 years over inappropriate advice

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

5 days 8 hours ago

Competition heats up for compliance talent amid regulatory change

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

ClearView pivots to simplified business with wealth exit

AUTHOR

Laura Dew

Laura 's social profiles:

What has Bragg concluded from ASIC inquiry?

AUTHOR

Laura Dew

Laura 's social profiles:

Insignia signposts weaker H2 amid Godfrey Pembroke exit

AUTHOR

Laura Dew

Laura 's social profiles:

Count set to overtake Insignia in licensee shake-up

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

Relative Return: Lessons from growing an asset manager

AUTHOR

Laura Dew

Laura 's social profiles:

AMP expands advice network with estate planning service

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

Sequoia looks to licensee switching for adviser growth

AUTHOR

Laura Dew

Laura 's social profiles:

Sequoia reports over 4,000% profit increase with further acquisitions ahead

AUTHOR

Laura Dew

Laura 's social profiles:

Insignia reports $49m NPAT loss

AUTHOR

Laura Dew

Laura 's social profiles:

Never miss the latest news and developments in wealth management industry

Jonathan Belz – Redefining APAC Access to US Private Assets

Real-Time Settlement Efficiency in Modern Crypto Wealth Management

Trump, tariffs, and turmoil: Why investors are seeking alternatives

Bancara: The Future of Wealth, Built for Those Who Live Without Limits

MARKET INSIGHTS

Podcast

OUR PLATFORMS AND BRANDS

EVENTS AND SUMMITS

PODCASTS

STAY CONNECTED

USEFUL LINKS

OUR PLATFORMS AND BRANDS

EVENTS AND SUMMITS

PODCASTS

LINKS

CATEGORIES

STAY CONNECTED