Should aspiring advisers complete the exam before PY?

adviser-exam/professional-year/new-entrants/exam/Joel-Ronchi/

Industry commentators have discussed the benefits of ticking off the ASIC adviser exam and gaining entry-level experience prior to commencing their professional year.

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Praemium debuts new adviser solution targeting HNWs

praemium/high-net-worth/financial-advisers/

The platform has expanded its wealth management suite with a new solution designed for financial advisers who service high-net-worth investors.

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‘Overwhelming’ demand for ETFs among financial advisers

VanEck/ETFs/financial-advisers/

Almost all financial advisers are using ETFs in their client portfolios, up from 87 per cent in 2020, according to VanEck.

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How to cultivate strategic alliances in the workplace

women-in-finance/

A financial adviser has outlined how forming relationships in the workplace could help women progress in their careers.

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InvestSMART partners with digital investing platform

investSMART/investment-platform/financial-advisers/

InvestSMART has announced a partnership with online platform Market Matters to launch a new investment offering with four diversified portfolios.

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Reviewing ASIC’s Q3 advice enforcement activity

ASIC/enforcement/AFSL/financial-advice/financial-advisers/

Money Management compiles ASIC’s enforcement action against financial advisers and licensees during the third quarter of 2024, including sentencing, bannings and FSCP action.

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So long, farewell: When former owners just won’t say goodbye

M&A/financial-advice/

When it comes to acquiring an advice practice, one of the most difficult challenges can be former owners who refuse to take a step back, preventing a clean handover for the new buyers.

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Shaw and Partners bolsters Sydney advisory team

Shaw-and-Partners/hires/financial-advice/

Shaw and Partners Financial Services has appointed a NSW state manager to lead its Sydney-based private wealth advisory team, alongside several financial adviser appointments from Ord Minnett.

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SQM to launch managed account benchmarks

sqm-research/IMAP/managed-accounts/

Research house SQM has announced it will collect data covering managed account portfolios in response to industry demand, with the intention to launch benchmarks in due course.

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AZ NGA inks strategic partnership with US investment giant

AZ-NGA/Oaktree-Capital-Management/fund-management/financial-advice/amp/

Financial advisory group AZ NGA has announced a strategic partnership with a $294 billion global investment manager to support its acquisition plans.

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