POLICY & REGULATION

INDUSTRY NEWS

The Finance Sector Union has spoken out against the new enterprise agreement which they say will further erode basic entitlements for the bank’s employees. ...

INDUSTRY NEWS

It will be made available as part of the firm’s investment research and analytics software, FE Analytics, in time for the deadline on 5 October, 2021....

INDUSTRY NEWS

The Association of Financial Advisers has urged members to directly lobby the Federal Treasurer, Josh Frydenberg if they want ASIC’s proposed levy increase reduced....

INDUSTRY NEWS

The Australian Securities and Investments Commission is recouping millions of dollars from the industry to pay for the provision of policy advice to Government. Should th...

INDUSTRY NEWS

Superannuation funds would rather see unclaimed remediation money directed away from charities and consumer groups and towards client’s superannuation accounts via the AT...

INDUSTRY NEWS

A senior Federal Opposition frontbencher has fired a shot over the bows of the Australian Securities and Investments Commission warning that well-intentioned legislation ...

INDUSTRY NEWS

The financial services technology company will deliver an industry-wide solution to help firms meet the upcoming design and distribution obligations which will come into ...

INDUSTRY NEWS

The Australian Securities and Investments Commission has pointed to allegations of 120,993 occasions on which CommSec overcharged brokerage fees over nearly a decade. ...

INDUSTRY NEWS

Superannuation funds are telling the Australian Securities and Investments Commission they should not be blamed and named if the financial advisers and insurers they use ...

INDUSTRY NEWS

People who dob-in instances of misconduct will have the opportunity to seek legal immunity under new arrangements being put in place by the Australian Securities and Inve...

INDUSTRY NEWS

Financial services firms appear to have been urged not to expect too much from the Australian Law Reform Commission’s review of financial services legislation and regulat...

INDUSTRY NEWS

The Federal Government has acted to initiate the scheduled review of the Australian Financial Complaints Authority but its terms of reference will not specifically touch ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 6 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 2 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

3 days 15 hours ago