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INDUSTRY NEWS
The Government has decided that the chair of the Financial Adviser Standards and Ethics Authority, Catherine Walter, can remain on the job in a part-time capacity until t...
INDUSTRY NEWS
The chairman of the Australian Securities and Investments Commission has temporarily returned to his role heading up the regulator but only after retaining the services o...
INDUSTRY NEWS
The corporate regulator is suing the Commonwealth Bank for misleading conduct over its monthly access fees, which saw $55 million incorrectly charged to customers....
INDUSTRY NEWS
Westpac is considering a demerger of its New Zealand operations in the wake of new requirements put in place by the Reserve Bank of New Zealand....
INDUSTRY NEWS
The Australian Securities and Investments Commission claims it is ‘capex poor’ and is seeking more funding from Treasury arguing that if it was allowed greater capital ex...
INDUSTRY NEWS
Superannuation funds did not misuse intra-fund advice with respect to either early release superannuation or insurance, according to the Australian Securities and Investm...
INDUSTRY NEWS
The Federal Government has been accused of extraordinary and undemocratic legislative over-reach by trying to gain control of how superannuation funds invest on behalf of...
INDUSTRY NEWS
The corporate regulator has banned the director of the over-the-counter derivative issuer, Shlomo Yoshai, as well as four other employees....
INDUSTRY NEWS
A Gold Coast accountant and former authorised representative who gave self-managed superannuation funds advice has discovered what it costs when you fail to adhere to a c...
INDUSTRY NEWS
The big four bank has disputed claims from the Finance Sector Union that it is asking members to vote for “wage theft”....
INDUSTRY NEWS
The corporate regulator has applied the extra conditions after the over the counter derivatives business was suspended last year. ...
INDUSTRY NEWS
More than a year after it began, APRA has ended its investigation into AUSTRAC’s anti-money laundering allegations against Westpac without result. ...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...