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INDUSTRY NEWS
While the other regulators grew their staff numbers, the Budget papers point to a net loss for ASIC. ...
INDUSTRY NEWS
New NATSEM modelling points to mid to high income earners doing best from the Government’s extension of the low and middle income tax offset. ...
INDUSTRY NEWS
The Financial Services Council and the Association of Superannuation Funds of Australia have welcomed the target changes to superannuation and the Government’s long-await...
INDUSTRY NEWS
If successful, it will be only the second win in Australia against a company for insider trading, but also has the potential to be another big loss in court for the corpo...
INDUSTRY NEWS
The corporate regulator has banned another former authorised representative for misleading clients about MySuper opt-outs....
INDUSTRY NEWS
With extensive remote working due to the COVID-19 pandemic, company IT systems are at high risk of vulnerability for directors and officers, according to a survey....
INDUSTRY NEWS
The corporate regulator says the “spirit of intent” rather than a literal understanding of requirements will be the focus on compliance guidance....
INDUSTRY NEWS
The corporate regulator has asked the industry to better help the regulators better regulate the industry....
INDUSTRY NEWS
Proceedings have commenced against Lightspeed Finance and its director, Mark Fitzpatrick, over failure to comply with Australian Financial Complaints Authority determinat...
INDUSTRY NEWS
As part of the Modernising Business Registers program, all 31 of the corporate regulator’s business registers and the Australian business register will fall under a new s...
INDUSTRY NEWS
Two further companies connected to SMSF Advisory Services and PW Kitt Co have been ordered to wind up after a successful application from the corporate regulator....
INDUSTRY NEWS
Faced with rebuilding its management culture in the wake of the expenses controversy surrounding its chairman and deputy chairman, the Australian Securities and Investmen...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...