POLICY & REGULATION

INDUSTRY NEWS

Peak super body, the AIST is disappointed ASIC’s funding model may mean funds would now have to pay for items that was previously not leviable, while ASIC has called it a...

INDUSTRY NEWS

The Australian Securities and Investments Commission has taken the unusual step of seeking the re-registration of a company as it continues to comb through the rubble of ...

INDUSTRY NEWS

The ABA has released a new conduct background check protocol to clamp down on individuals with a history of misconduct and have moved between jobs undetected....

INDUSTRY NEWS

The Government’s Banking Executive Accountability regime may become a lawyer’s picnic with the Australian Prudential Regulation Authority confirming both its complexity a...

INDUSTRY NEWS

If financial services companies have to help fund the Australian Securities and Investments Commission they want proof that they are getting value for money....

INDUSTRY NEWS

The industry superannuation funds want the breach reporting regime to be toughened claiming bank licensees are exploiting deficiencies and still paying commissions to adv...

INDUSTRY NEWS

The government has reappointed Cathie Armour as a full-time member of the Australian Securities and Investments Commission....

INDUSTRY NEWS

The Government has been warned against allowing the new licensee self-reporting regime to result in people being named and shamed without adequate proof....

INDUSTRY NEWS

The major banks have made clear to shareholders that the Government’s bank levy will erode their dividends....

INDUSTRY NEWS

The Australian Taxation Office has sought to defend its administration and systems in what is emerging as Australia’s largest-ever tax scam....

INDUSTRY NEWS

ABA deputy chair, Mike Hirst has hosed down rumours of a split within the association between the major banks and other bank members on the bank levy....

INDUSTRY NEWS

The Federal Opposition has locked in on capping tax deductions for arranging tax affairs at just $3,000....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 6 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

6 days 6 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 2 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 2 days ago
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