POLICY & REGULATION

INDUSTRY NEWS

The Australian Shareholders Association has warned the Bank Executive Accountability Regime risks distorting executive remuneration not just within the banks but across t...

INDUSTRY NEWS

The Government’s Australian Financial Complaints Authority legislation has been thrown into doubt by the citizenship dramas which impacted National Party leader, Barnaby ...

INDUSTRY NEWS

The ASIC Enforcement Review Taskforce has released its position paper that recommends increasing maximum civil penalty amounts for corporate and financial sector miscondu...

INDUSTRY NEWS

The ATO has signalled that SMSF property developments and concessional cap manipulation are on its regulatory radar....

INDUSTRY NEWS

The Australian Bankers’ Association has responded to the former auditor general’s report on the banks’ six reform initiatives....

INDUSTRY NEWS

The Government cannot be certain of imposing the new Australian Financial Complaints Authority in circumstances where opposition Senators have issued a dissenting report ...

INDUSTRY NEWS

The government has announced the appointment of a new ASIC chair for a five-year period, effective from 1 February next year....

INDUSTRY NEWS

The Federal Treasury has confirmed that the Government’s determination to set up a one-stop-shop external dispute resolution scheme will end up costing stakeholders, incl...

INDUSTRY NEWS

The Federal Government has thrown its support behind the move to give ASIC regulatory powers to ban the distribution of products it believes would cause harm....

INDUSTRY NEWS

Litigation funder IMF Bentham has announced its funding of a class action against the Commonwealth Bank has gone unconditional....

INDUSTRY NEWS

On the third anniversary of ASIC Report 413 which gave rise to the Life Insurance Framework there are calls for regulatory proof that it was warranted....

INDUSTRY NEWS

The SMSF Association has echoed the Association of Financial Advisers in warning the Government about the increased costs being imposed on planners via the establishment ...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 6 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

5 days 20 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 1 day ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 1 day ago
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