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INDUSTRY NEWS
Who will handle the rush of companies which go bust in the face of COVID-19 when registered liquidators are facing their own set of problems?...
INDUSTRY NEWS
Key correspondence between the Australian Securities and Investments Commission and Treasury over making class action litigation funding subject to an Australian Financia...
INDUSTRY NEWS
The Australian Securities and Investments Commission has cancelled or imposed restrictions on 42 SMSF auditors for failing to maintain their audit experience....
INDUSTRY NEWS
The failed pursuit of Westpac over responsible lending has cost the Australian Securities and Investments Commission nearly $1.9 million before it even accounts for Westp...
INDUSTRY NEWS
Government agencies, including the Australian Federal Police, have been alerting the Australian Securities and Investments Commission to rorts around early release supera...
INDUSTRY NEWS
The Australia Financial Complaints Authority may have ‘paused’ processing complaints against insolvent financial firms, but the Australian Securities and Investments Comm...
INDUSTRY NEWS
The Australian Securities and Investments Commission has confirmed that AMP Limited is facing multiple legal/regulatory issues – citing between “5 and 50”....
INDUSTRY NEWS
The Australian Securities and Investments Commission has been challenged to hold itself to the same standards it imposes on financial service companies by key members of ...
INDUSTRY NEWS
The Australian Securities and Investments Commission has broken new ground by successfully pursuing a criminal conviction against Pershing Securities over client money of...
INDUSTRY NEWS
The chair of a key Parliamentary Committee has raised the Australian Securities and Investments Commission’s errors within its controversial SMSF factsheet among errors t...
INDUSTRY NEWS
The Federal Court has delivered two judgements against Kent Hacker and his business One Stop Global Staffing for contravening the Tax Agent Services Act 2009 and were in ...
INDUSTRY NEWS
The law, as it stands, around financial services licensing and managed investment schemes was not designed or intended to handle class action litigation funding, accordin...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...