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INDUSTRY NEWS
Melbourne’s NGS Services has become the first licensee successfully prosecuted for a breach of the Future of Financial Advice regime....
INDUSTRY NEWS
A Parliamentary Committee has ended up none the wiser on the precise funding arrangements of Industry Super Australia despite a pointed question on notice from a Liberal ...
INDUSTRY NEWS
BGL Corporate Solutions had added 56,000 companies and 7,500 trusts to its cloud compliance software offering in its first five weeks....
INDUSTRY NEWS
Evidence provided to a Parliamentary Joint Committee has thrown further doubt on the existence of life/risk churn as a major problem....
INDUSTRY NEWS
Around 350 Australians with links to Swiss banking managers were likely to have been involved in a tax evasion scheme and will be investigated by the Serious Financial C...
INDUSTRY NEWS
The Federal Government introduced the ASIC industry funding model bill into Parliament on Thursday, which would require entities to fund it rather than taxpayers....
INDUSTRY NEWS
Consumer group Choice wants all grandfathered commission arrangements to end and for advisers to be required to declare their status – independent or aligned....
INDUSTRY NEWS
The Australian Bankers' Association has urged the imposition of more onerous requirements on financial planning licensees, including capital adequacy....
INDUSTRY NEWS
The FSC has labelled the compensation scheme of last resort a poor public policy with high risk, and asked for caution and more consultation before proceeding....
INDUSTRY NEWS
Regulatory and technological developments could aid in better detecting and responding to misconduct, according to Greg Medcraft....
INDUSTRY NEWS
The Australian Securities and Investments Commission’s review of the mortgage broking industry suggests it is facing its own FOFA moment, particularly where commissions a...
INDUSTRY NEWS
The Australian Securities and Investments Commission wants more evidence before allowing responsible entities to directly negotiate fees with individual retail investors...
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MARKET INSIGHTS
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...