Securities Institutes revamps courses for FSR

financial-planning-industry/compliance/financial-adviser/investments-commission/

22 January 2004
| By Freya Purnell |

TheSecurities Institutehas revised its open entry financial planning courses ahead of schedule to ensure they meet with theAustralian Securities and Investments Commission’s (ASIC) requirements under the incoming Financial Services Reform regime.

The courses, which weren’t scheduled for review until next year, were restructured following extensive consultation with the industry, according to Securities Institute general manager for learning and development Marilyn Hill.

“What emerged in the review process is that while the industry is going through tremendous change, there is broad recognition that education for ASIC compliance must be done professionally and cost efficiently,” Hill says.

“The sheer enormity of ensuring that every financial adviser offering personal advice is ASIC compliant has highlighted the need for education bodies to provide flexible programs that meet the professional needs of practitioners.”

Utilising flexible assessment and online learning resources, the 2004 courses are structured around core knowledge and skill sets using practical case studies, with the accelerated program also providing a faster pathway to the institute’s postgraduate courses.

“We have engineered our courses to focus not only on specialist knowledge, but on the essential, practical skills that will enable the financial planning industry to get on with the job better and faster,” Hill says.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 months 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

3 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

3 months 4 weeks ago

Advice firms are increasing their base salaries by as much as $50k to attract talent, particularly seeking advisers with a portable book of clients, but equity offerings ...

2 weeks ago

Distribution of private credit funds through advised channels to retail investors will be an ASIC priority for 2026 as it releases the results of its thematic fund survei...

4 weeks 1 day ago

Ahead of the 1 January 2026 education deadline for advisers, ASIC has issued its ‘final warning’ to the industry, reporting that more than 2,300 relevant providers could ...

3 days 12 hours ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo