Mariner Financial yesterday lodged prospectuses with the Australian Securities and Investments Commission (ASIC) for two new versions of its recently launched Lifestyle B...
The Federal Government and Opposition have both overlooked some vital areas in their proposed superannuation changes, according to a report compiled by RiceWalker Actuari...
The Government’s proposed fee disclosure regulations have been defeated in the Senate, with the Australian Labor Party’s motion to disallow the draft rules passed with th...
Tyndall Investment Management, as part of its recently announced Promina-backed ten year growth plan, has appointed a national distribution manager to support the firm’s ...
Assirt’s research team has been dealt another blow with the resignations of investment research analyst Jody Fitzgerald and hedge fund analyst Daniel Liptak....
Newly launched retail distribution group The Private Collection has launched its second fund - an income fund offered by boutique fund manager Westpoint Corporation....
Praemium Portfolio Services and CARM GPS have agreed to integrate their respective business platforms, to streamline and industrialise sales and business processes for fi...
The ING investment platform, Optimix Investment Management, has added four new managers to the panel for its Australian equities, fixed interest and cash offerings....
State and Territory Consumer Affairs Ministers have thrown their support behind an Australian Labor Party plan to introduce a national regulatory regime, administered by ...
Count Financial chief operating officer Marianne Perkovic has been appointed to the group’s Board, taking over the seat vacated by director and deputy managing director K...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...