REGTECH

Financial planning

Financial advice firms are increasingly looking to regulatory technology in an effort to offset the rising cost of compliance, according to a new report....

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Policy & Regulation

The corporate regulator will be working with regulatory technology entities for its Business Research and Innovation Initiative, dealing with the challenges of corporate ...

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Financial planning

The authorised representatives are feeling hamstrung by the unwillingness of their licensees to provide appropriate fintech and regtech solutions, according to the Financ...

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Financial planning

Increasing robot density or the role of software in financial advice has multiple benefits to offer, according to Rice Warner....

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Policy & Regulation

The Australian Securities and Investments Commission has told financial planning firms it expected them to “keep up” with the implementation of regtech....

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Policy & Regulation

The Australian Securities and Investments Commission has increased investigations into wealth management by 216 per cent in the last six months....

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People & Products

Intiger has moved into the next phase of its growth strategy, implementing a new corporate identity and branding....

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People & Products

KPMG Australia has announced it will roll out London-headquartered start up, Recordsure, in Australia. ...

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People & Products

RegTech start-up, Think Caddie, has announced its continual professional development platform could help advisers and Australian financial services licensees comply with ...

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People & Products

AdviserLogic has joined the RegTech space and launched AdviserLogic Dashboards, which would allow AFSLs to monitor the compliance of their advisers. ...

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People & Products

Sydney-based RegTech company, TIQK, has partnered with Practifi, a business management platform for financial advice, to offer a new compliance solution. ...

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Financial planning

Investment in Australia’s fintech sector has hit a record high this year, with Australian funding continuing grow, says KPMG....

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Features

Regtech, artificial intelligence, on-demand online education services, and pre-emptive risk detection are the ways of the future for the financial advice industry to tack...

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Financial planning

Regtech has the potential to flag risk content in, say, statements of advice before it’s delivered to clients while an education piece could be attached for self-correcti...

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Financial planning

Wealth management firms continue to fall behind in facilitating the opening of accounts digitally but Australia was ahead of its global counterparts....

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MARKET INSIGHTS

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

3 weeks 1 day ago

Interesting. Would be good to know the details of the StrategyOne deal....

3 weeks 5 days ago

It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...

1 month 2 weeks ago

Insignia Financial has confirmed it is considering a preliminary non-binding proposal received from a US private equity giant to acquire the firm. ...

1 day 10 hours ago

A former Brisbane financial adviser has been charged with 26 counts of dishonest conduct regarding a failure to disclose he would receive substantial commission payments ...

3 weeks 4 days ago

Pinnacle Investment Management has announced it will acquire strategic interests in two international fund managers for $142 million....

3 weeks 3 days ago