TIQK and Practifi offer new compliance solution

practifi/compliance/regtech/

6 November 2018
| By Anastasia Santoreneos |
image
image image
expand image

Sydney-based RegTech company, TIQK, has announced a partnership with Practifi, a business management platform for financial advice and superannuation, to provide advisers an integrated solution that would aid with compliance burdens.

CEO, Steve Thompson, said Practifi shared TIQK’s vision of making regulatory compliance easy for advisers, and to ensure advice in the interest of clients.

Thompson said a component of the partnership would be an integration that allows Practifi users to audit statements of advice, and would deliver TIQK data insights to the Practifi dashboard.

“The combination of Practifi’s business management capabilities and TIQK’s auditing tools significantly reduces the burden of compliance for advisers and licensees,” added Practifi’s chief commercial officer, Adrian Johnstone.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 5 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo