MACQUARIE

Financial planning

ASIC has pointed to its remediation work with Macquarie Private Wealth as one of its steps towards the regulator “doing a better job”. ...

Funds management

BOQ has reached a $19.7 million settlement with ASIC and borrowers who were advised by Storm Financial....

Financial planning

Money Management looks at the events that led to the voluntary administration of one of Australia’s top research houses. ...

Editorial

With regulatory change shining a spotlight on fees, platform providers are under increased pressure to justify their value. Perhaps innovation is the key to retaining adv...

Financial planning

Research consultancy van Eyk has gone into voluntary administration, weeks after the closure of its four Blueprint funds. ...

Funds management

The use of SMAs continues to gather momentum, with Macquarie adding them to its Wrap Platform....

Superannuation

Funds under management and advice with retail and superannuation funds surpassing the $1 trillion mark in the year to June 2014, research from DEXX&R reveals....

Financial planning

ASIC has confirmed it has tightened its approach on enforceable undertakings in the wake of those applying to Commonwealth Financial Planning and Macaquarie Private Wealt...

Financial planning

The serious potential for fund illiquidity, as demonstrated by the recent van Eyk experience, warrants major regulatory reform, with frequent status updates and a re-eval...

Financial planning

Macquarie has shut down all but one of van Eyk’s remaining Blueprint funds, amid talks the research group is pursuing legal action against UK-based hedge fund Artefact Pa...

Editorial

The major institutions are right to take the lead on lifting educational standards in the financial planning space....

Financial planning

Mortgage Choice will push into financial planning aiming to double planners numbers by June 2015....

Funds management

Macquarie Investment Management has moved to terminate four van Eyk blueprint funds that were suspended last month following an illiquid investment. ...

Financial planning

Regulator claims Macquarie Equities Limited (MEL) had “very poor” record keeping and lack of detail in its advice documents....

Financial planning

ASIC will investigate former financial advisers with the Macquarie group which is to contact 160,000 clients who received advice over the past decade about the possible p...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 2 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

1 week 6 days ago

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

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A former financial adviser who stole $4.4 million from his family and friends to feed gambling debts has been permanently banned by ASIC....

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