JAMES SHIPTON

Policy & Regulation

The Australian Securities and Investments Commission acting chair, Karen Chester has claimed the stood-aside chair, James Shipton, had been “opaque” in informing fellow c...

Policy & Regulation

A Parliamentary Committee has told that the original estimate of the cost of the tax advice provided to Australian Securities and Investments Commission chair, James Ship...

Policy & Regulation

A key Parliamentary Committee has flagged it will today be giving specific attention to the future structure of Australia’s financial services regulators in the aftermath...

Features

Amid the challenges of the COVID-19 pandemic, Australian financial advisers were also witness to significant changes, writes Mike Taylor, not least with respect to AMP an...

Outsider

As this is the last print edition of Money Management for 2020 but Christmas is still some weeks off, Outsider thought he would start a new tradition – The Rapid Exit Awa...

Policy & Regulation

The Australian Securities and Investments Commission has clarified that the regulator only paid for tax advice to its stood-aside chairman, James Shipton, but can’t say w...

Editorial

The standing aside of Australian Securities and Investments Commission chair, James Shipton, points to fundamental issues with respect to the regulator....

Outsider

Outsider knows what it’s like to be treated like a mushroom. He is not unfamiliar with being kept in the dark and being fed execrable information....

Outsider

At the time of writing, Australian Securities and Investments Commission chair, James Shipton remains stood aside awaiting a Treasury-instigated independent review of the...

Policy & Regulation

The four Australian Securities and Investments Commission commissioners were left in the dark on the expenses issues surrounding the regulator’s chairman, James Shipton, ...

Financial planning

The Victims of Financial Fraud has said it was “angry” with ASIC chair, James Shipton’s, handling of the Trio Capital scandal as while he had submerged “his own head in t...

Policy & Regulation

The corporate watchdog’s deputy chair has tendered his resignation to Treasurer Josh Frydenberg with immediate effect....

Policy & Regulation

The tax expenses issue which has seen Australian Securities and Investments Commission chairman, James Shipton, stand aside was notified to the Government by the Australi...

Policy & Regulation

James Shipton has agreed to step aside due to an investigation into exceeding relocation expense limits for himself and deputy chair Daniel Crennan....

Financial planning

The Australian Securities and Investments Commission has framed intra-fund advice in the same context as scaled advice....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

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4 weeks 1 day ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 4 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks ago