The Government has been warned that changes to the Australian Securities and Investments Commission fintech sandbox may give rise to instances of unlicensed advice....
The Australian Securities and Investments Commission has released a review of its regulatory sandbox, which plans to retain waivers for licencing for fintech businesses....
ASIC’s regulatory sandbox for testing fintech services will run for another year before the framework is reviewed....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...