Powered by
MOMENTUM
MEDIA
POWERED BY MOMENTUM MEDIA
FINANCIAL SERVICES BUSINESS
Financial planning
Regulator closes managed investment scheme....
Financial planning
The Supreme Court of NSW has granted orders sought by the corporate regulator preventing a Sydney-based financial planner from leaving the country and liquidating his ass...
Financial planning
Financial Services Partners (FSP) has purchased a newly-launched management tool aimed at eliminating the ‘people risks’ involved in the financial services business....
Financial planning
Both the Australian Securities and Investments Commission and the Australian Taxation Office are continuing investigations into alleged early release superannuation arran...
Financial planning
An unlicensed adviser in Queensland has received a five-and-a-half year jail term for the dishonest use of over $500,000 of investors’ money...
Financial planning
After six months of preparations, Bravura Solutions and Nucleus Financial Group have launched an industry first wrap initiative in the UK....
Life/Risk
A former Victorian insurance agent and broker has pleaded guilty to two counts of dishonesty following an investigation by the Australian Securities and Investments Commi...
Financial planning
The Australian Securities and Investments Commission has succeeded in having interim injunctions granted against two unlicensed Queensland investment schemes....
Financial planning
The promoter of an illegal early release superannuation scheme has been ordered to forfeit property valued at over $5 million to the Commonwealth as a result of charges b...
Financial planning
The corporate regulator has sought to shut down companies associated with a “financial mentor” from Brisbane....
Superannuation
Two directors of self-managed superannuation funds have been banned for life, and another for seven years, after the corporate regulator successfully obtained orders from...
Financial planning
Nucleus Financial Group has chosen Asia Pacific’s Bravura Solutions to provide the UK market with the technology for a new wrap....
Financial planning
The corporate regulator has banned two Melbourne directors associated with an unregistered managed investment scheme from providing financial services for three years....
Financial planning
ASIC has filed an application in the Queensland Supreme Court seeking orders against an unregistered investment scheme being operated by Intertax Holdings....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...