EXECUTIVE DIRECTOR

Financial planning

APN Funds Management has secured platform specialist John Hyslop as its new national sales and distribution manager....

Financial planning

Macquarie Bank has signed letters of intent with two Australian boutique fund mangers as part of a series of exclusive distribution deals that will trigger the release a ...

Financial planning

Australian Securities and Investments Commission outgoing executive director of financial services regulation Ian Johnston has played down suggestions his departure is re...

Financial planning

The Australian Retirement Fund (ARF) has become the first industry fund to offer an investment option that allows its members to buy and trade shares using their superann...

Financial planning

Macquarie Equity Markets has released a second series of ALPS securities, offering an introductory income yield of 12 per cent, with a capital guarantee over the six and ...

Financial planning

The Australian Securities and Investments Commission, for the first time ever, has released super fund performance data aimed at providing members with reasonable expecta...

Financial planning

Australian Wealth Management began life positively today with early trading on the Australian Stock Exchange seeing its share price jump 16 per cent before levelling out...

Financial planning

The financial services industry has been given yet another extension by the Australian Securities and Investment Commission to comply with its new dollar disclosure regim...

Financial planning

ROSS KELLY reports on why chasing past fund returns is a backward strategy....

Financial planning

The Australian Securities and Investment Commission has worked looming conflict of interest legislation into its licensing regime by updating two of its licensing guides....

Financial planning

A former managing director of a Sydney financial services company has been jailed for seven years for making false statements to investors and covering up losses they had...

Financial planning

ING Australia has finalised the restructure of its distribution operations with the appointment today of Sealcorp director of distribution and sales Dan Powell into the n...

People & Products

Goldman Sachs JBWere Asset Management has remixed its staff composition in a bid to become more aware of developing market needs within the Australian asset management in...

Financial planning

The average Statement of Advice prepared by financial planners is full of jargon and unnecessary information, but lacking in key disclosure elements, an investigation by ...

Financial planning

The merger of SAI and TeysMcMahon has seen both parties bring complementary skills to the table – and more than double their funds under management. John Wilkinson report...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks 1 day ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 6 days ago
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