DISCLOSURE

Financial planning

The Australian Securities and Investments Commission (ASIC) has set a new standard in the use of credit ratings, with agencies now required to sign off on the use of the ...

Financial planning

ASIC has granted transitional relief that will allow class action against groups including Great Southern to continue without disruption until at least the middle of next...

Financial planning

AXA has defended the role of financial planning in superannuation, but it embraces UK proposals based on 'independent' and 'restricted' advisers....

Financial planning

Despite comprising less than two per cent of retail funds, structured products have received more than their fair share of criticism over the past year. Vince Scully disc...

Financial planning

Proposals to increase online disclosure risks details being obscured by complexity of websites....

Financial planning

Titanium has been in negotiations with Astarra and a number of other trustees to select a responsible entity for its fund but has not moved past the "preliminary negotiat...

Financial planning

The Commonwealth Bank has paid a $100,000 penalty to ASIC for failing to meet its continuous disclosure obligations under the Corporations Act....

Financial planning

Minister Chris Bowen has indicated the Government would like a superannuation system that delivers a 'better than adequate' retirement income for Australians....

Financial planning

Regulators approach to disclosure too prescriptive; proposals more onerous than the law itself....

Financial planning

Melbourne man faces Federal Court charges over allegations that he and his company sought to unlawfully raise in excess of $1.3 million by offering securities without a d...

Editorial

Will the policy tide turn against commissions? Michael Mathieson considers the future prospects for remuneration in the industry....

Financial planning

New draft short-selling regulations represent a "sensible and workable" outcome: IFSA....

Financial planning

Advisers should have a working knowledge of clients’ Medicare reports, writes Col Fullagar....

Financial planning

The Federal Government has revealed the draft regulations that will make up its new margin lending regime, including an example PDS....

Editorial

ASIC’s class order that created the Statement of Additional Advice (SoAA) is history. And good riddance, says Brett Walker. ...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 4 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

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ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

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