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Accounting
Members could inflict pain on accounting groups which seek to promulgate APES 230....
Policy & Regulation
There is no reason why the Australian Securities and Investments Commission (ASIC) should not approve a code of conduct for a single licensee or dealer group, says Minter...
Editorial
There has been a tendency to forget about the ACCC ever since the regulation of consumer protection in the financial services industry moved to ASIC in 2001. But as Grant...
Superannuation
The Financial Services Council has hit back at Industry Super Network criticism of its superannuation governance policy, claiming it adopts the highest standards availabl...
Financial planning
Sonnie Bailey explores some of the sources of regulation which extend beyond what financial planners may think of as ‘regulation’, in the narrow sense of the term....
Financial planning
ASIC has released a consultation paper outlining new requirements for managing conflicts of interest in relation to proof of debt schemes....
Financial planning
The Australian Securities and Investments Commission (ASIC) has issued guidance to promoters of 'crowd funding' in order to provide clarity on arrangements that may fall ...
Superannuation
Despite welcoming the Government's decision to defer the proposed ban on off-market transfers between SMSFs and related parties where a market exists, SPAA continues to l...
Superannuation
The SMSF Professionals' Association of Australia is continuing to advocate tighter legislative controls around off-market transfers, despite the Government's decision to ...
Policy & Regulation
The Association of Financial Advisers has urged a uniform 1 July, 2013 FOFA start date as another legal anomaly has been identified....
Accounting
It may be as late as mid-2013 before the new accountants' advice regime is up and running....
Superannuation
ASIC has revealed that there is a large percentage of over-the-counter derivative providers who are not following appropriate client money procedures, according to Capita...
Tools & guides
The option of using a record of advice has been available to financial advisers for a number of years. Samantha Hills clears confusion as to why planners would use one, w...
Financial planning
The financial services regulator is continuing its review of financial requirements for product issuers in various sectors of the industry, with a number of consultation ...
Financial planning
Compliant industry codes of conduct deemed to obviate the need to comply with opt-in requirements will have to meet a hefty set of criteria, according to ASIC commissione...
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...