CONSULTATION

Financial planning

An FAAA recommendation to make PY advisers subject to non-compete clauses would place candidates in a “hostage situation” with their employer and potentially deter new en...

Features

With a raft of Treasury consultations announced last year, Money Management examines their progress through Parliament and which could pass this year. ...

Funds management

The government has opened a consultation to increase regulation for digital asset and crypto platforms via holding an AFSL, including for those who give advice or promote...

Policy & Regulation

The government is seeking views on its proposed position for the implementation of an internationally-aligned climate disclosure, following its discovery consultation las...

Policy & Regulation

The most common “stumbling block” in consumer remediation by licensees was underinvesting in systems which have led to multiple failures....

Policy & Regulation

The corporate regulator’s consultation aims to help firms identify issues that can lead to remediations earlier and to have arrangements and systems in place to return mo...

Policy & Regulation

The Australian Securities and Investments Commission has launched a consultation on a second product intervention order to stop continuing consumer harm. ...

Financial planning

The Financial Adviser Standards and Ethics Authority is now on formal notice to answer Senate Estimates questions about the content of Australian Securities and Investmen...

Policy & Regulation

The Australian Business Growth Fund will allow small to medium-sized enterprises improved access to financial capital....

Life/Risk

The Financial Planning Association has given its backing to the standardisation of terms and definitions with respect to insurance with MySuper products but has caused ag...

Financial planning

The Financial Planning Association has sought to calm advisers nervous about FASEA’s reforms at its Professionals Congress this morning, promising that “we will help you ...

Financial planning

Planners should expect FASEA’s final standards by Christmas, with the Authority’s chief executive, Stephen Glenfield, today saying that his intention was to have them fin...

Financial planning

The chief executive of the Financial Adviser Standards and Ethics Authority, Stephen Glenfield, today sought to reassure planners that the Authority had taken account of ...

Life/Risk

The Life Insurance Code of Practice consultation period will close this Friday, after it was released in early August after delays....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 1 week ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 1 week ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

1 week ago

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

2 weeks 2 days ago

A former financial adviser who stole $4.4 million from his family and friends to feed gambling debts has been permanently banned by ASIC....

2 weeks 6 days ago
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