COMPLIANCE

Financial planning

ASIC has expanded its compliance team, with Carole Ferguson joining in the new position of director, institutional and wholesale compliance....

Financial planning

Tribeca Learning will exit its compliance business and scale back its events business, as it braces for a disappointing finish to 2004-05....

Financial planning

More than a million consumers will be better off and an indelible administration load has been lifted from the superannuation industry after Treasurer Peter Costello’s su...

Financial planning

Macquarie Wealth Management has signed up the first six planners for its new affiliate dealer group, Lachlan Wealth Management, luring them away from Godfrey Pembroke....

Financial planning

The Australian National Audit Office has criticised the Australian Taxation Office over its administration of the superannuation contributions surcharge, pointing to a ra...

Financial planning

Salaried financial planners will only receive an average pay rise of 3 to 5 per cent this year, according to the latest research from Money Management, carried out by the...

Financial planning

The planning practice of former Financial Planning Association board member Laura Menschik has joined forces with two other boutiques to set up a new business combining f...

Funds management

Hedge fund managers have been warned they will come under increasing scrutiny from the corporate regulator, which has expressed concern that the complexity of some funds ...

Financial planning

There has only been a slight increase in the overall number of financial planners in the past 12 months, and most growth now appears to be coming from the self-employed s...

Financial planning

Self-managed superannuation funds are booming and, with employee choice just around the corner, things are starting to heat up in this sector....

Financial planning

Financial planning software vendors may have differing views on whether web-based solutions will predominate in the short-term, but all providers have one thing in common...

Financial planning

The requirement under financial services reform (FSR) to audit advisers is an expensive business for the dealers and a potentially stressful one for already overworked pl...

Financial planning

Many investors will remain ignorant of the soft-dollar payments received by advisers under the new industry Code of Practice for their disclosure, according to the Austra...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

3 weeks 6 days ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 2 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

2 weeks 5 days ago