COMPLIANCE

Superannuation

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Superannuation

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Financial planning

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Life/Risk

Vero Insurance has adopted the general insurance code of practice across its business ahead of the insurance ombudsman service July 18 deadline....

Financial planning

ING-owned dealer group Tandem Financial Advice has announced that its advisers will soon have access to the Inspector Compliance online management system and associated T...

Financial planning

While financial planning software hardly sounds like an area you would expect to find participants slugging it out, that’s exactly what is happening. It’s proving to be a...

Financial planning

Despite the requirement by the FPA that their members fully comply with the ‘soft dollar code’ by January 1, 2005, benefit arrangements employed by advisory dealer groups...

Financial planning

New research has revealed it is still a man’s world when it comes to the executive positions of the finance and insurance industry....

Financial planning

Equity Trustees EQT has boosted its responsible entity RE business by signing up Putnam and an additional two US fund managers entering the Australian market....

Financial planning

Auditor KPMG has defended itself against claims that it had some responsibility for the losses incurred by investors in the failed Westpoint group of companies....

Life/Risk

Overseas organisations are posing a threat to the integrity and equitable operation of the domestic insurance market, according to the head of one of Australia’s leading ...

Superannuation

Western Australian-based dealer group Wealthsure has entered into an agreement to use Multiport software in the administration of its clients’ self-managed superannuation...

Financial planning

ASIC is currently examining whether further regulation is specifically needed for platforms, although at present it is unclear whether they should be defined as a product...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

4 weeks 1 day ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 5 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks ago