POWERED BY MOMENTUM MEDIA
COMPLIANCE
Financial planning
Bridges chief executive officer Alex Hutchison has been put in charge of all adviser groups in Australian Wealth Management....
Financial planning
The growth of St George Wealth Management accounted for a significant proportion of St George Bank’s record $1.026 billion annual profit, according to Asgard chief execut...
Financial planning
The corporate regulator has commenced proceedings in the Federal Court of Australia against a mortgage broker for his conduct in applying for two lo-doc loans for one of ...
Financial planning
The FPA has advised that its investigation into the activities of Tasmanian-based adviser Brendan Moore has been wrapped up, with its disciplinary committee imposing only...
Financial planning
In response to industry confusion, the Australian Securities and Investments Commission has clarified that authorised representatives do need to identify their Australian...
Financial planning
The Financial Planning Association has called for changes to be made to the Financial Services Reform Act to ease the burden of compliance on financial planners and make ...
Financial planning
Members of the Financial Planning Association will be expected to separately disclose the cost of advice from the cost of an investment product to their clients from Janu...
Financial planning
The Australian Prudential Regulation Authority has issued new prudential standards governing the issue of outsourcing that are applicable to life insurance companies, aut...
Financial planning
Westpac Financial Planning has now completed the implementation of its advisory administrative tool known as the Leading Edge Advice Platform....
Financial planning
Pax Financial Group will now operate as part of the Tandem Financial Advice dealer group after relinquishing its own Australian Financial Services Licence....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...