COMPLIANCE
Financial planning
The audit function regarding superannuation needs improvement....
Financial planning
Chartered accounting firm PKF is in the final stages of streamlining its financial planning operation....
Financial planning
Deal between two independent dealer groups finalised....
Financial planning
Tasmanian-based planner is trying to clear his name....
Financial planning
Queensland-based group announces merger....
Financial planning
The FPA endorses latest protection initiative from the ATO....
Financial planning
The corporate regulator has released updated versions of the licensing requirements for Australian financial services (AFS) licensees....
Life/Risk
Deloitte’s global insurance report identifies challenges facing life and general insurers....
Financial planning
For many years the Australian Securities and Investments Commission (ASIC) has been urging the financial services industry to take a greater self-regulatory role in compl...
Financial planning
The corporate regulator has modified the policy statement it issued covering the appropriate disclosure requirements outlined in section 1012IA of the Corporations Act ad...
Financial planning
Coin Financial Planning Software has acquired a 50 per cent stake in back-office financial planning software provider Olicc....
Financial planning
AXA has constructed a new professional indemnity insurance deal for its advisers that, according to independent research, will set their premiums around 50 per cent lower...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...