CHAIRMAN

Financial planning

The insurance and superannuation industries are relatively well placed to absorb further falls in the stock market and a blow-out in credit spreads, according to APRA cha...

People & Products

The Australian Securities and Investments Commission (ASIC) has announced the appointment of Peter Kell and Greg Tanzer as the regulator’s new commissioners....

Superannuation

StatewideSuper and Local Super have announced the commencement of due diligence ahead of a potential merger between the two superannuation funds....

Editorial

Robert Keavney agrees that the USA should be stripped of its AAA rating - and wonders whether it could be downgraded further. ...

People & Products

Wilson HTM has announced the retirement of managing director Steve Wilson, effective 27 October 2011. He will be replaced by current head of private wealth management And...

People & Products

National Australia Bank (NAB) has announced the appointment of Dr Ken Henry AC to the role of non-executive director....

Financial planning

Snowball chief executive Tony McDonald will depart the company on 4 October 2012 as part of the integration between Snowball and Shadforth, the company announced....

Financial planning

Following a successful $5 million capital raising earlier this month, portfolio administration specialist Praemium has announced an organisational restructure and cost-re...

Superannuation

The AFA has warned the Government's Stronger Super package remains flawed because financial planners were not given a voice....

Financial planning

Former Trio director Keith Finkelde has entered into an enforceable undertaking with APRA that will see him barred from acting as the trustee of an APRA-regulated super e...

People & Products

Hastings Funds Management appoints former Sensis boss, Andrew Day, as new CEO....

Funds management

ASIC has recommended asset level disclosure on hedge funds as it pursues tighter requirements in a post-Astarra/Trio environment....

Financial planning

The Australian Securities and Investments Commission (ASIC) has announced it will use the results of a controversial survey of the 20 largest financial services licensees...

Financial planning

The former chief financial officer of Westpoint, Graeme Rundle, has been sentenced to two concurrent 18-month prison terms. The sentence will be suspended as he enters in...

Financial planning

Targeting growth in financial advice will not be the only area of focus for Plan B, according to the dealer group's newly appointed chief executive officer, Andrew Black....

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks 1 day ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 6 days ago
moneymanagement logo