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Funds management

State Street Global Advisors (SSgA) has entered into a fund management joint venture with Chinese-based trust company Zhongrong International Trust....

Editorial

Tasmanian Liberal Senator, David Bushby, who is chairing the Senate Committee reviewing ASIC, made a very good point when he said that nothing in the FOFA changes will pr...

Editorial

Barry Lambert looks at the underlying value of an AFSL, why you might avoid buying one and the likely impact of licensing accountants. ...

Policy & Regulation

Government and ASIC strike deals to combat tax evasion and supervise international fund managers. ...

Funds management

The drop in the Australian dollar may reveal a few poorly performing sectors, according to accounting and advisory firm William Buck....

People & Products

HLB Mann Judd has grown its Australian wealth management businesses with the appointment of two new partners and three new directors....

Financial planning

There are divergent views, but Barry Lambert believes licensing may mean planners will have to figure out how to stop accountants from taking their clients....

Editorial

Despite the Parliament having risen for the winter recess, and probably for the last time before a Federal election, it will nonetheless be difficult to keep politics out...

Financial planning

The Financial Services Minister, Bill Shorten, is scheduled to address the opening plenary of next month’s Financial Services Council conference in Brisbane....

Superannuation

ASIC may have to explain to a Parliamentary Committee why, when its resources are stretched, it has expended effort reviewing the operations of an independent statutory b...

People & Products

TAL Life Insurance chief executive Jim Minto has been appointed executive officer of parent company The Dai-ichi Life Insurance Company. ...

Financial planning

The Senate Committee reviewing ASIC will be looking well beyond the issues of the 2011 Commonwealth Financial Planning enforceable undertaking. ...

Financial planning

Certified Financial Planners earn around $35,000 more per year on average than planners without this designation, according to the Investment Trends FPA Professional Divi...

Funds management

Nikko AM will nominate Takumi Shibata to take over the role of director and chairman from Charles Beazley in pursuit of a new governance model ahead of its IPO....

Financial planning

ASIC has reached a $1.1 million out of court settlement with BOQ, Senrac and Macquarie Bank in a high-profile Storm Financial case....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 5 days ago
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