AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

Financial planning

Australian Unity Funds Management has found itself in legal dispute with David Tweed....

Financial planning

The FPA welcomes continued primacy of ASIC in regulating planners on tax advice....

Financial planning

The financial planning industry appears to have extracted a workable truce on rules about the provision of tax advice....

Financial planning

The value and effectiveness of the Government’s financial literacy programs for adults have been called into question as a number of new initiatives are introduced ...

Financial planning

ASIC has taken action against four websites that make false and misleading claims or provide financial services without an AFSL....

Editorial

Milana Pokrajac takes a look at recruitment in the wake of the GFC and considers the impact this has had on the job market....

Financial planning

Equity Trustees restructures to better accommodate responsible entity issues....

Funds management

In another win for Westpoint investors, the Australian Securities and Investments Commission (ASIC) has settled a compensation suit with KPMG and certain Westpoint Group ...

Financial planning

Equity Trustees restructures to increase Responsible Entity servicing....

Financial planning

A new survey reveals the extent to which regulators are failing to deliver timely answers to Parliament....

Financial planning

A new survey reveals the extent to which regulators are failing to deliver timely answers to Parliament....

Financial planning

The Association of Superannuation Funds of Australia (ASFA) has called for standardised labelling of financial products to provide retail investors with a better understa...

Financial planning

The Association of Superannuation Funds of Australia (ASFA) has called for standardised labelling of financial products to provide retail investors with a better understa...

Financial planning

A Melbourne-based mortgage broker has been sentenced to almost five years in jail and ordered to pay $1.2 million in compensation to investors for operating a Ponzi schem...

Financial planning

There is likely to be an increase in the number of Financial Planning Association (FPA) licensee members who provide mortgage broking services from the current level of a...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 5 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

4 days 23 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 1 day ago
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