AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY

Editorial

With the Gillard Government believed certain to impose client 'opt in' arrangements on financial planners, Mike Taylor writes that some serious questions are being asked ...

Financial planning

Tower Australia Limited has warned that any increase in capital requirements imposed on insurers may ultimately impact consumers....

Financial planning

A new survey reveals the extent to which regulators are failing to deliver timely answers to Parliament....

Financial planning

A new survey reveals the extent to which regulators are failing to deliver timely answers to Parliament....

Editorial

The life insurance market represented a driver for growth in the financial services industry last year and, according to Tower's Jim Minto, there is little likelihood the...

Financial planning

Australia is still lagging behind international standards when it comes to gender diversity on company boards, according to new research from the Australian Prudential Re...

Superannuation

SMSFs have been confirmed as the largest segment of the superannuation sector, but average balances are still below $500,000....

Financial planning

In the wake of former Astarra Asset Management investment manager Shawn Richard pleading guilty to taking more than $6.4 million in undisclosed payments, the details of o...

Financial planning

The Government’s measured response to the 177 recommendations put forth in the Cooper Review has been broadly welcomed by the industry, with agreement reached on mo...

Financial planning

The Reserve Bank of Australia (RBA) and the Australian Prudential Regulation Authority (APRA) have agreed to help authorised deposit-taking institutions (ADI) adhere to n...

Financial planning

A joint move by ASIC and APRA to suspend Trio Capital (formerly Astarra Capital) as trustee of four superannuation funds and a pooled super trust generated significant co...

Life/Risk

If banks and insurers could improve transparency, it would yield benefits around regulatory capital requirements, according to an actuarial study conducted by Ernst &...

Superannuation

Industry funds remain the fastest-growing segment of the mainstream superannuation sector....

Financial planning

ASIC and APRA outed as being least transparent on use of coercive powers....

Financial planning

Lloyds extends presence in Australia by becoming an ADI....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 4 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks 1 day ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 6 days ago
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