AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY

Financial planning

Key regulators have admitted that deliberate financial services fraud is hard to stop with or without regulatory changes....

Superannuation

The number of SMSFs continues to grow, but the products available to them remain limited....

Financial planning

The insurance and superannuation industries are relatively well placed to absorb further falls in the stock market and a blow-out in credit spreads, according to APRA cha...

Superannuation

The current rapid growth of the self-managed super fund (SMSF) sector may present several challenges when a large number of trustees begin to reach an age where they eith...

Editorial

The industry superannuation funds advertising campaign reached such a level in September and early October that it prompted the Financial Planning Association (FPA) and t...

Editorial

It is now more than six years' since the industry superannuation funds launched their 'compare the pair' advertising campaign and, as Mike Taylor reports, it appears to h...

Editorial

The sole purpose test has governed the operations of Australian superannuation funds for nearly two decades but, as Mike Taylor reports, it may require some reinterpretat...

Superannuation

New governance standards for superannuation funds may still fall short of demands for greater transparency....

Financial planning

The Financial Services Council has dismissed ISN research disparaging retail superannuation funds as flawed and misleading....

Superannuation

At the same time as ramping up its television advertising, the Industry Super Network has relied on its own chief economist to produce research questioning the returns de...

Superannuation

Multiple superannuation fund directorships and default funds under modern awards seen as key omissions from Stronger Super....

Financial planning

Former Trio director Keith Finkelde has entered into an enforceable undertaking with APRA that will see him barred from acting as the trustee of an APRA-regulated super e...

Superannuation

The latest APRA data confirms the dominance of SMSFs in terms of assets held....

Financial planning

The Australian Prudential Regulation Authority has accepted enforceable undertakings from former Trio Capital directors Rex Philpott and David Andrews....

Financial planning

The Australian Prudential Regulation Authority has accepted enforceable undertakings from former Trio Capital directors Rex Philpott and David Andrews....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 4 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks 1 day ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 6 days ago
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