ASX

Financial planning

These charges were mainly for wealth and insurance-related matters and adviser service fees paid to self-employed advisers....

Funds management

Australian Leaders Fund looks to discount its NTA as it prepares for the end of the longest business cycle....

Policy & Regulation

Millinium Capital Managers has filed court proceedings against four defendants for breach of contract and consumer law. ...

Financial planning

AMP chief executive, Francesco de Ferrari, has been given an increase in his performance rights by over six million, according to an announcement on the ASX....

People & Products

A new algorithm tracking pricing and trading volumes of every ASX list company has been launched by Jason McIntosh, Fat Prophets co-founder and former Bankers Trust Austr...

Funds management

Boutique fund manager, Affluence Funds Management, has announced that it has launched a new fund targeting discounted listed investment companies....

Financial planning

Structural and regulatory shifts in the market are opening up opportunities for the fund administrator to grow its business....

Financial planning

Australian Unity has posted a better advice revenue bottom line despite reducing its number of advisers and installing a new leadership team....

Financial planning

Most firms impose contractual conditions on departing executives. CountPlus acted on them in taking legal action against a number of departing practice principals and ext...

Funds management

Although Australia maintained its position in top three countries in the Asia Pacific region as far as green bonds were issued, it still needs to accelerate domestic gree...

Financial planning

Financial technology firm GBST is yet to set a date for its annual general meeting, having been granted an extension by the Australian Securities Exchange....

Funds management

Pinnacle Investment Management has announced the launch of its two new Pinnacle eShares exchange traded funds on the Australian Securities Exchange....

Financial planning

Centrepoint chief executive, Angus Benbow, makes no bones about the group’s desire to grow the number of planners working under its license....

Funds management

Shareholders at CBG Capital are being urged to accept an acquisition offer from Clime Capital to acquire 58.46 per cent of its shares, or risk missing out on their next q...

Funds management

Lennox Capital Partners has taken advantage of the short IPO window to invest in two small-cap companies in its Australian Microcap Fund....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 5 days ago
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