Thousands of low-balance, high maintenance clients are being orphaned in the wash-up of what is emerging as significant failure by successive governments to understand th...

The corporate regulator has alleged PE Capital Funds Management had operated a number of unregistered managed investment schemes without an Australian financial services ...

Treasurer Josh Frydenberg’s office is arguing that the Australian Securities and Investments Commission has not missed out on staffing resources in the Budget. ...

The scammers are promising high returns of 8% to 20% per annum if the investors moved their super balance to a new self-managed superannuation fund. ...

While the other regulators grew their staff numbers, the Budget papers point to a net loss for ASIC. ...

The Financial Planning Association has pointed to the winding up of FASEA and a cap on Australian Securities and Investments Commission spending as being positives from t...

The corporate regulator is warning investors that the website limestonefx.com is suspicious and that it cannot help reclaim any lost funds, as it is hosted overseas....

Grandfathered arrangements may have ended on 31 December, last year, but many clients and potential clients are only now getting some hard news from advisers about what a...

The Financial Adviser Standards and Ethics Authority’s functions may have been devolved to Treasury and ASIC but the minister is making clear that nothing else has change...

If successful, it will be only the second win in Australia against a company for insider trading, but also has the potential to be another big loss in court for the corpo...

The Australian Securities and Investments Commission has sought to step around tough parliamentary questioning about its views on AMP and how it has handled buyer of last...

Cases like Mayfair 101 highlight the need for an update of the term ‘wholesale investor’, according to the Australian Securities and Investments Commission, as it carries...

The corporate regulator’s decision to ignore the problem with the term ‘general advice’ will continue to confuse consumers, according to the Financial Planning Associatio...

The proceedings related to the bank's role in executing a $12 billion interest rate swap transaction with AustralianSuper and a group of IFM entities....