ASIC is to receive an extra $4.3 million from the government to crack down on businesses making misleading sustainability claims as part of plans for an Australian Sustai...

Former ASIC commissioner, Cathie Armour, has taken up a board role at Cboe, her first since departing the regulator last year, as director David Trude departs after 11 ye...

A former director from New South Wales has been charged with dishonest conduct in relation to a financial product or service after obtaining $459k from clients for his ow...

Mark McCabe has been charged for dishonestly obtaining over $940,000 from eight people, seven of whom were clients of his companies....

ASIC has issued interim stop orders on three BT funds run by Advance Asset Management for DDO failings....

With ASIC proactively reviewing its financial advisers register, further bans on individuals and rising conflicts of interest among small licensees could be likely, accor...

ASIC has permanently banned a Sydney-based adviser for changing the result of his financial adviser exam and sending the altered certificate to his licensee....

ASIC has banned a Queensland adviser for three years for adopting a ‘layered advice’ strategy with clients....

Australians impacted by misconduct in the financial advice space have received just under $5 billion in compensation from six of the largest banking and financials servic...

The Senate has ordered Treasury to disclose a confidential report detailing findings from a probe into alleged misconduct by ASIC's deputy chair. ...

Two former senior executives of Benjamin Hornigold Limited have been charged with dishonest breach of duties and misleading the ASX....

Melbourne-based Lino Salzano earned the title of adviser at just 21 years old, and has described the process of how he got there....

The corporate watchdog has commenced consultation on proposals to revise ‘sunsetting’ class orders relating to the managed funds industry....

The adviser market seemed to be stabilising for the first time in many years, with no new licensees commencing or closing in the week to 2 March. ...