ASIC

Financial planning

ASIC set for prosecutions...

Financial planning

Brisbane-based former director to face 22 criminal charges....

Financial planning

Australian Securities and Investments Commission investigation nabs two advisers....

Financial planning

Queensland-based broker firm rights a pricey wrong....

Financial planning

Wollongong adviser banned for four years....

Financial planning

ASIC bans WA planner....

Financial planning

An important step in improving disclosure....

Financial planning

Reaction to ASIC announcement....

Financial planning

Investor group want same treatment as Westpoint....

Financial planning

Call for Royal Commission renewed....

Financial planning

New appointments in place at ASIC and FRC....

Financial planning

For many years the Australian Securities and Investments Commission (ASIC) has been urging the financial services industry to take a greater self-regulatory role in compl...

Financial planning

A series of advertised competitions offering prizes as an incentive to ING superannuants to consolidate their super into ING’s super products is remarkable for both the n...

Financial planning

Australia’s financial services regulators and the Australian Taxation Office will receive additional funding as a result of the Federal Budget....

Financial planning

The president of the so-called Westpoint Investors Group, Graham MacAulay, has written to Federal Parliamentarians accusing the Australian Securities and Investments Comm...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 6 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 2 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

3 days 9 hours ago