ASIC

Editorial

Mike Taylor writes that the failure of the industry’s critics to distinguish between the failure of product and the failure of advice is continuing to tarnish the reputat...

Financial planning

A former Guardian Financial Planning adviser has been permanently banned from providing financial services after it was found she falsified 65 insurance policies to colle...

Financial planning

ASIC has permanently banned a former financial adviser and company director after an investigation revealed he transferred more than $200,000 from client accounts for his...

People & Products

Multiport has appointed Russell Scott as its head of sales and service development....

Editorial

According to APRA, ASIC will ultimately be responsible for acting on any breaches around advertising such as the Industry Super Network’s 'compare the pair' campaign....

Financial planning

ASIC has called on companies to improve their executive remuneration disclosure after a review of 50 remuneration reports from Australia's biggest companies....

Financial planning

ASIC has announced it will extend the interim class order relief granted to lawyers and funders involved in legal proceeding structures as funded representative proceedin...

Financial planning

ASIC has called on companies to improve their executive remuneration disclosure after a review of 50 remuneration reports from Australia's biggest companies....

Financial planning

ASIC has announced it will extend the interim class order relief granted to lawyers and funders involved in legal proceeding structures as funded representative proceedin...

Financial planning

ASIC warned that seeking to revisit a ban on direct payments from fund managers to research providers would be counter-productive....

Financial planning

ASIC has cancelled the Australian credit licence of Nova Home Loans Pty Limited after the company failed to become a member of one of ASIC's approved external dispute res...

Financial planning

ASIC warned that seeking to revisit a ban on direct payments from fund managers to research providers would be counter-productive....

Financial planning

ASIC has cancelled the Australian credit licence of Nova Home Loans Pty Limited after the company failed to become a member of one of ASIC's approved external dispute res...

Financial planning

American Express Australia has agreed to slash its policy of increasing interest rates for credit card customers in default, following concerns raised by the financial se...

Financial planning

American Express Australia has agreed to slash its policy of increasing interest rates for credit card customers in default, following concerns raised by the financial se...

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Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 6 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 2 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

4 days 2 hours ago