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ASIC
Financial planning
Derivatives trading director Neil King was banned from the financial services industry for six years after he misled clients into trading with his company....
Financial planning
Following his conviction in the Magistrates Court of Victoria, the ASIC has permanently banned financial adviser Christos Papaioannou from providing financial services....
Financial planning
The Financial Planning Association and Financial Planning Education Council have released for consultation a national financial planning curriculum that also calls for a ...
Financial planning
ASIC has accepted the enforceable undertaking of Sydney-based auditor Graham Bruce Abbott after he failed to comply with rotational requirements....
Financial planning
ASIC has permanently banned a former contracts for difference (CFD) dealer after it found that he had engaged in misleading and deceptive conduct under a deregistered bus...
Policy & Regulation
The Future of Financial Advice reforms may have passed through the House of Representatives but there is plenty of unknown detail causing concern to the major association...
Superannuation
Cecile Apolinario explains the key issues and steps trustees need to address when starting a pension for a SMSF member....
Editorial
Mike Taylor reports that submissions to the Productivity Commission review of default superannuation funds under modern awards have raised important questions about the r...
Financial planning
Australia's current financial markets' regulatory structure gives it an advantage compared to the byzantine structures in other markets, according to Nick Sherry....
Financial planning
Australian investors holding term deposits could be costing themselves money by allowing automatic rollovers, according to comparison website, RateCity....
Financial planning
ASFA and the Institute of Actuaries join forces to point out a key flaw in ASIC's class order relief on superannuation forecasts....
Financial planning
Even if financial planners don't agree with the findings of ASIC's recent shadow shopper survey, they should consider attending upcoming workshops addressing the findings...
Financial planning
ASIC has suspended the licence of boutique advice firm Australian Performance Financial Planning for three months because the company has been put under the control of an...
Editorial
Despite its relatively small size, solid growth in recent years has made the exchange-traded fund (ETF) space the envy of managed funds and some of the other sectors. Fre...
Editorial
If auditors are, indeed, the eyes and ears of the regulators in the SMSF sector, Liz Westover writes that the new auditor registration regime will prove to be crucial as ...
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...