POWERED BY MOMENTUM MEDIA
ASIC
Rate the raters
Lonsec has once again snatched the Money Management Research House of the Year title. However, Morningstar and Mercer are catching up....
Editorial
The approach ASIC has signaled it will adopt to scaled advice and the best interests duty is a welcome development for financial planning industry....
Financial planning
Some authorised representatives of banned licensee Morrison Carr claim ASIC did not notify them as soon as the dealer group's licence was cancelled, leaving them practisi...
Financial planning
The head of TAL-owned Pivotal Financial Advisers, Maria Cheer, will be leaving the company as Craig Parker takes the role, Money Management has confirmed....
Financial planning
The Financial Planning Association has upgraded its consumer-facing website in a move it says is designed to help Australians make informed financial decisions....
Financial planning
The Financial Planning Association has launched a new consumer website called FPA Difference as part of Financial Planning Week, which ends this coming Sunday....
Policy & Regulation
Despite FOFA reforms now being imminent, there are several regrettable reasons many businesses are using to delay addressing the changes, according to a paper from PwC an...
Financial planning
The Australian Securities and Investments Commission has banned an authorised representative of WealthSure from providing financial services for five years....
Financial planning
ASIC has released a consultation paper outlining new requirements for managing conflicts of interest in relation to proof of debt schemes....
Financial planning
ASIC's recent scaled advice consultation paper does a fantastic job of clarifying how scaled advice will work in practice but leaves one significant gap, according to MyA...
Financial planning
ASIC has cancelled the Australian financial services licence of Lion Advantage and banned its chief executive David Hickie from providing financial services for two years...
Financial planning
The Australian Securities and Investments Commission (ASIC) has issued guidance to promoters of 'crowd funding' in order to provide clarity on arrangements that may fall ...
Financial planning
ASIC targets securities dealers over mis-selling and inadequate advice....
Policy & Regulation
ASIC signals it will apply the same rules to both scaled and holistic advice....
Financial planning
The financial services regulator has identified conflicts of interest present in asset consultant business models, which it said needed to be managed properly....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...