ASIC

Superannuation

The mortgage broking industry appears to have created a more aggressive push into the ever-expanding SMSF segment. ...

Financial planning

The Government’s failure to adequately respond to industry representations concerning the reverse mortgage sector has continued to affect supply in the sector, according ...

Financial planning

With ASIC delaying its work on a financial planner training framework, progress on raising the bar on education seems to be stuck in limbo, writes Tim Stewart....

Financial planning

The Government has made a big push to improve financial literacy among consumers, but was it the right approach? Tim Stewart reports....

Superannuation

ASIC has signaled it will soon be issuing a consultation paper dealing with the costs associated with self-managed superannuation funds (SMSFs)....

Financial planning

Financial planners wishing to keep providing advice in areas such as superannuation after 1 July will have to complete a course approved by the Taxation Practitioners Boa...

Financial planning

A Melbourne adviser who placed close to $700,000 of client money in a failed investment scheme is charged with inappropriate advice....

Financial planning

Financial planning broker firm Radar Results has been placed in liquidation as a result of an internal restructure....

Superannuation

ASIC Commissioner Peter Kell has pointed to poor quality advice with respect to SMSFs and the influence of real property spruikers....

Financial planning

ASIC has delayed work on its financial planner training framework while the Future of Financial Advice reforms are being implemented. ...

Superannuation

ASIC Commissioner Peter Kell has pointed to poor quality advice with respect to SMSFs and the influence of real property spruikers....

Financial planning

ASIC has accepted an enforceable undertaking (EU) from financial services business City Index Australia....

Financial planning

Industry commentators claim low-cost dealer groups could be an accident waiting to happen....

Funds management

ASIC has suspended LM Investment Management’s AFSL for two years as its investigation into the fund manager continues. ...

Superannuation

MySuper licences could be cancelled if super fund trustees breach guidance on giving and collectively charging for intrafund advice, ASIC has warned....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 4 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

4 days ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks ago
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