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ASIC
Editorial
Jack Flader, the US lawyer named as being connected to the Trio/Astarra collapse, now knows what it is like to be thrashed with a damp lettuce leaf. ...
Financial planning
Providing unlicensed SMSF advice was one of the reasons Money Choice had its licence cancelled and its director banned by ASIC....
Editorial
ASIC has established new competency standards around RG 146, but Cecilia Storniolo writes that there are many loose ends that need to be resolved before the ground rules ...
Financial planning
As expected, the Government has limited its Budget support for the financial services regulators....
Financial planning
The case against Westpoint Group directors Norman Carey and Graeme Rundle has officially been dropped by the District Court of Western Australia. ...
Financial planning
If an investor does not understand a product they should not buy it, even if their financial planner recommends it, according to ASIC Chairman Greg Medcraft. ...
Financial planning
ASIC claims it isn’t responsible for preventing investor losses and wants manufacturers to educate investors on complex products....
Financial planning
The expected 2013 Budget cuts to the Public Service may encompass APRA and ASIC....
Editorial
With shrinking planner interest and very few product suppliers left in the market, the reverse mortgage sector is screaming for attention, Andrew Tsanadis writes. ...
Editorial
Many advisers feel it’s time the investment train pulled away from the platform, but what sort of ride are they in for? Benjamin Levy reports....
Financial planning
Research houses will embark on a campaign of actively promoting their compliance with conflict of interest requirements before the 1 September deadline imposed by ASIC RG...
Financial planning
Australian Financial Services ends its run as licence cancelled under voluntary administration....
Financial planning
ASIC deputy chair Peter Kell has cautioned dealer groups on hiring planners who previously worked for dodgy advice practices....
Editorial
Macquarie Group has announced a 17 per cent increase in net profit of $851 million for the full-year ended 31 March....
Financial planning
In an unusual twist the Australian Securities and Investments Commission (ASIC) has issued a warning calling for consumers to be wary of cold callers claiming to represen...
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...