ASIC should be given powers to pursue compensation including the first right to sue ahead of investors involved in class actions....

Former sole director of Sonray Capital Markets, Russell Andrew Johnson, has been sentenced to six-and-a-half years in jail after pleading guilty to seven charges last yea...

Macquarie Bank's David Barrett takes a closer look at the cost complexities of setting up a SMSF....

ASIC bans advisers after conviction for dishonest conduct...

Newspaper reports are speculating that the Government will sell off ASIC’s company registry business. ...

SPAA supports ASIC’s drive for tougher measures to tackle the 'bad apples’ of the financial services industry....

ASIC moves against another financial services company over misleading advertising....

Mike Taylor writes that ASIC is right to pursue managers with just as much vigour as it pursues financial planners when things go wrong. ...

ASIC tells a Senate Committee that while Commonwealth Financial Planning has lived up to its enforceable undertaking requirements, further work is required on its breach ...

Synchron has actioned growing its planner numbers on the basis of ASIC’s no-action approach to grandfathering....

A NSW mortgage broker who was permanently banned from the industry has had his sentence downgraded to three years after an appeal....

Retail advisers have traditionally shied away from alternative investments, but an upswing in the market could see them become a hot ticket option in 2014, particularly f...

Financial planning firms and dealer groups would be levied by ASIC according to the number of authorised and employee representatives they have on their books....

Reports of misconduct among registered liquidators fell in 2013 despite ASIC casting a wider net in its reviews of the sector....