The Australian Securities and Investments Commission (ASIC) has taken its case against a property company to the Supreme Court, arguing the group is spruiking the use of ...

ASIC to focus on accounting treatment and assumptions....

ASIC has won a legal battle with an investment manager that has dragged on for two years but will not take action to exact any form of penalty....

Trident Investment Management has paid a $10,200 fine for the potentially misleading promotion of some of its investment funds. ...

Former Astarra Asset Management director Eugene Liu will remain banned from providing financial services after the AAT affirmed ASIC’s original banning order....

Mariner has stated it would not take an active part in proceedings by ASIC against former directors but did not consent to Court orders sought by ASIC or admit to any all...

The Macquarie Group has announced a $678 million half year profit with its banking and financial services and managed funds business contributing heavily to the group’s p...

ASIC has released figures stating it could conduct surveillance of top 50 planning groups in 18 months....

Quantum Financial principal Claire Mackay has been appointed to ASIC's external advisory panel. ...

An ASIC review of general insurance sales has revealed that PDSs are falling short and that insurers are seeking to steer clear of personal advice....

Suncorp has finished remediating its life and general insurance businesses after breaches that saw the insurer pay back $23 million to customers. ...

FOS chief obudsman, Shane Tregellis rejects calls for a limit to its monetary jurisdiction and claims those urging a more legalistic approach are ingoring recent changes....

ASIC has ordered NAB to tweak claims on its home loan rate advertisements, as part of its crackdown on false and misleading advertising. ...

Victims of Financial Fraud group lash Medcraft’s call for tougher penalties, citing regulator’s past failures....