The new chairman of the Australian Securities and Investments Commission has told a Parliamentary Committee the regulator needs competition powers to help it do its job....
ASIC has banned a Queensland-based financial adviser for seven years after finding he had used his clients’ assets for his personal benefit. ...
The Australian Securities and Investments Commission has declared its intention to target licensees misusing general advice in product sales to avoid their best interests...
The Australian Securities and Investments Commission has sent a message to financial services research houses by moving against a boutique provider which did not reveal c...
ASIC has disqualified NSW SMSF auditor, Robert Taylor, for breaching fundamental independence requirements. ...
The Turnbull Government has invited the states and territories to support the expansion of the ASIC MoneySmart Teaching program. ...
The Australian Securities and Investments Commission has applied to the Federal Court for the appointment of a liquidator to Superfunded, amid various allegations of misb...
The Commonwealth Bank has hit back at one of the many organisations to level accusations against it in recent years, saying that it will fight the Australian Securities a...
The Australian Securities and Investments Commission has banned Queensland financial adviser, Christopher Ramsay, from providing financial services for five years for fai...
ASIC has permanently banned a New South Wales financial adviser from providing financial advice, following a finding that he dishonestly charged clients almost $67,000 in...
A financial planner’s years of experience has value and should be recognised, according to Australian Securities and Investments Commission deputy chairman, Peter Kell....
ASIC has been asked within a Parliamentary Committee hearing whether it will scrutinise financial advice provided by industry funds in the same way it scrutinised that pr...
Australia’s five largest banking and financial services institutions have paid a further $21.4 million to customers who suffered losses as a result of non-compliant condu...
Two directors of financial services company, One Investment Services, have entered into an enforceable undertaking with ASIC following misconduct in their application for...
The new chairman of the Australian Securities and Investments Commission, James Shipton, has signalled a substantial continuation of the Medcraft agenda....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...